Proofpoint Compliance AI
Shares tags: trust, security & compliance, regulatory, finra
AI Tool
Unlock the Future of Compliance with Smarsh
Trusted Supervision for Broker-Dealer Communications
Next-gen AI for enhanced risk detection across multiple languages.Seamless API integrations for a unified 360-degree view of communication data.Native support for Microsoft 365 Copilot and OpenAI ChatGPT for streamlined compliance.
Tags
Trust, Security & ComplianceRegulatoryFINRA
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overview
Comprehensive Supervision for Regulated Industries
The Smarsh Platform is designed to meet the compliance needs of the world's most regulated sectors, including banking, insurance, and investment firms. Our innovative technologies ensure that all broker-dealer communications are supervised with the highest standards of security and regulatory adherence.
- Tailored for top banks and investment firms.
- Meets the requirements of FINRA and other regulatory bodies.
- End-to-end compliance and audit readiness.
features
Advanced Features for Maximum Compliance Efficiency
Smarsh integrates cutting-edge capabilities that drastically reduce compliance review workloads and improve risk visibility. With AI-driven analytics and customizable risk models, organizations can enhance their compliance workflows effortlessly.
- AI-powered Intelligent Agent reducing review workloads by up to 50%.
- Bring Your Own Model (BYOM) and Bring Your Own Signal (BYOS) for tailored risk assessments.
- Multilingual support to cover global communications.
insights
Stay Ahead with Continuous Innovations
Smarsh continually evolves with the latest technological advancements to assist clients in navigating complex regulatory landscapes. By leveraging next-generation AI capabilities and robust API integrations, our clients achieve a comprehensive understanding of risk.
- Enhanced multilingual risk detection capabilities.
- Integration with case management systems for seamless workflows.
- Recognition in the Gartner Magic Quadrant as an industry leader.
Frequently Asked Questions
What types of companies benefit from using the Smarsh Platform?
The Smarsh Platform is primarily designed for top banks, insurers, investment firms, and government agencies, ensuring compliance and risk management in highly regulated sectors.
How does Smarsh enhance compliance with modern collaboration tools?
Smarsh uniquely integrates with Microsoft 365 Copilot and OpenAI ChatGPT, allowing organizations to capture and analyze communications in context, ensuring compliance and audit readiness effectively.
What is the significance of the new AI-powered Intelligent Agent?
The AI-powered Intelligent Agent is designed to optimize compliance processes by reducing review workloads by up to 50%, allowing organizations to focus on more critical risks and tailor their compliance strategies.